UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Vitto Nicola Junior C/O KALEYRA, INC. VIA MARCO D'AVIANO, 2 MILANO, L6 20131 |
Chief Product Officer |
/s/ Nicola Junior Vitto | 11/08/2021 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes an aggregate of 116,568 Restricted Stock Units ("RSUs"), issued by Kaleyra, Inc. (the "Company"), each RSU is subject to the Reporting Person's continued service to the Company, of which:(i) 9,281 of such RSUs have vested, but not yet been distributed, (ii) 63,848 of such RSUs vest in nine quarterly installments, beginning on February 1, 2022 and ending on February 1, 2024, (iii) 28,439 of such RSUs vest in thirteen quarterly installments, beginning on February 1, 2022 and ending on February 1, 2025, and (iv) 15,000 RSUs issued by the Company which vest on May 1, 2022, provided that the Company achieves in fiscal year 2021, certain total revenue and adjusted gross margin targets. |